America’s Elegant Decline
by Robert D. Kaplan

kaplan-navy.jpg

Hulls in the water could soon displace boots on the ground as the most important military catchphrase of our time. But our Navy is stretched thin. How we manage dwindling naval resources will go a long way toward determining our future standing in the world.

One of the more intense Kaplan articles in quite a while comes out with quite an opening paragraph:

Beware pendulum swings. Before 9/11, not enough U.S. generals believed that the future of war was unconventional and tied to global anarchy. They insisted on having divisions to fight against, not ragtag groups of religious warriors who, as it turned out, fought better than state armies in the Muslim world ever did. Now the Pentagon is consumed by a focus on urban warfare and counterinsurgency; inside military circles, the development of culturally adroit foreign-area officers (FAOs) and the learning of exotic languages have become the rage. My own warnings about anarchy (“The Coming Anarchy,”? February 1994 Atlantic) and my concentration on FAOs and Army Special Forces in recent books may have helped this trend. But have we pushed it too far? We may finally master the art of counterinsurgency just in time for it to recede in importance.

Excerpts follow below. Subscribe to the Atlantic to read the whole thing.

History suggests that the wars in Iraq and Afghanistan will be imperfect guideposts to conflicts ahead. The quaint Franco-Prussian War of 1870”“1871 gave no intimation of World War I. Neither World War II nor Korea prepared us for Vietnam, which was more similar to the Philippine War of 1899”“1902 than to its immediate predecessors. The ease of the Gulf War provided no hint of what an ordeal the Iraq War would be. Today, while we remain fixated on street fighting in Baghdad, the militaries of China, India, South Korea, and Japan are modernizing, and Russia has maintained and subsidized its military research-and- development base by selling weapons to China and others. Though counterinsurgency will remain a core part of our military doctrine, the Pentagon does not have the luxury of planning for one military future; it must plan for several.

“Regular wars”? between major states could be as frequent in the 21st century as they were in the 20th. In his 2005 book, Another Bloody Century, the British scholar Colin Gray, a professor of international politics and strategic studies at the University of Reading, explains convincingly that these future wars will not require any “manifestation of insanity by political leaders,”? nor even an “aberration from normal statecraft,”? but may come about merely because of what Thucydides recognized as “fear, honour, and interest.”? Wars between the United States and a Sino-Russian axis or between the United States and a coalition of rogue states are just two of the scenarios Gray imagines.

Are we prepared to fight these wars? Our Army and Marine Corps together constitute the most battle- hardened regular land force in the world. But it has been a long time since our Navy has truly fought another navy, or our Air Force another air force. In the future they could be tested to the same extent that the Army and Marine Corps have been. The current catchphrase is boots on the ground; in the future it could be hulls in the water.

Democracy and supremacy undermine the tragic sense required for long-range planning. A “peaceful, gain- loving nation”? like the United States “is not far-sighted, and far-sightedness is needed for adequate military preparation, especially in these days,”? warned Navy Captain Alfred Thayer Mahan in 1890, a time when—although the Panama Canal was soon to be built and World War I lay just over the horizon—America was still preoccupied with land-based westward expansion (Wounded Knee, the last battle of the Indian Wars, was fought that year). Mahan notwithstanding, too few strategists at the time were thinking seriously about sea power. Today we are similarly obsessed with dirty land wars, and our 300-ship Navy is roughly half the size it was in the mid-1980s.

A great navy is like oxygen: You notice it only when it is gone. But the strength of a nation’s sea presence, more than any other indicator, has throughout history often been the best barometer of that nation’s power and prospects. “Those far-distant storm-beaten ships upon which [Napoleon’s] Grand Army never looked, stood between it and the dominion of the world,”? Mahan wrote, describing how the British Royal Navy had checked Napoleon’s ambitions. In our day, carrier strike groups, floating in international waters only a few miles off enemy territory, require no visas or exit strategies. Despite the quagmire of Iraq, we remain the greatest outside power in the Middle East because of our ability to pro­ject destructive fire from warships in the Indian Ocean and its tributary waters such as the Persian Gulf. Our sea power allows us to lose a limited war on land without catastrophic consequences. The Navy, together with the Air Force, constitutes our insurance policy. The Navy also plays a crucial role as the bus driver for most of the Army’s equipment, whenever the Army deploys overseas.

Army units can’t forward-deploy anywhere in significant numbers without a national debate. Not so the Navy. Forget the cliché about the essence of the Navy being tradition; I’ve spent enough time with junior officers and enlisted sailors on Pacific deployments to know that the essence of our Navy is operations: disaster relief, tracking Chinese subs, guarding sea-lanes, and so forth. American sailors don’t care what the mission is, as long as there is one, and the farther forward the better. The seminal event for the U.S. Navy was John Paul Jones’s interdiction of the British during the Revolutionary War—which occurred off Yorkshire, on the other side of the Atlantic. During the quasi-war that President John Adams waged against France from 1798 to 1800, U.S. warships protected American merchant vessels off what is today Indonesia. American warships operated off North Africa in the First Barbary War of 1801 to 1805. The War of 1812 found the Navy as far down the globe as the coast of Brazil and as far up as the North Cape of Scandinavia. Peter Swartz, an expert at the Center for Naval Analyses, observes that because operating thousands of miles from home ports is so ingrained in U.S. naval tradition, no one thinks it odd that even the Coast Guard has ships in service from Greenland to South America.

Great navies help preserve international stability. When the British navy began to decline, the vacuum it left behind helped engender the competition among major powers that led to World War I. After the U.S. Navy was forced to depart Subic Bay in the Philippines in 1992, piracy quintupled in the Southeast Asian archipelago—which includes one of the world’s busiest waterways, the Strait of Malacca. In an age when 90 percent of global commerce travels by sea, and 95 percent of our imports and exports from outside North America do the same (even as that trade volume is set to double by 2020), and when 75 percent of the world’s population is clustered within 200 miles of the sea, the relative decline of our Navy is a big, dangerous fact to which our elites appear blind.

All of this puts us in a precarious position. History shows that powerful competitor navies can easily emerge out of nowhere in just a few decades. The vast majority of American ships that saw combat in World War II had not even been planned before the spring of 1941. The Indian navy, which may soon be the third-largest in the world, was not on many people’s radar screens at the close of the Cold War. Nor, for that matter, was the now- expanding Chinese submarine fleet. Robert Work told me that he believes the eventual incorporation of Taiwan into China will have the effect that the Battle of Wounded Knee had on the United States: It will psychologically close an era of national consolidation for the Chinese, thereby dramatically redirecting their military energies outward, beyond their coastal waters. Tellingly, whereas the U.S. Navy pays homage to Mahan by naming buildings after him, the Chinese avidly read him; the Chinese are the Mahanians now.

Then there is the Japanese navy, which now operates 117 warships, including 16 submarines. In a sense, we’re back to 1890, when a spark of naval competition among rising powers like Japan, Germany, and the United States left Britain unable to maintain its relative advantage.

The 1,000-Ship Navy

By necessity, the American Navy is turning from Mahan to Corbett. “Where the old ”˜Maritime Strategy’ focused on sea control,”? Admiral Michael Mullen, the chief of naval operations (recently promoted to chairman of the Joint Chiefs of Staff), said last year, “the new one must recognize that the economic tide of all nations rises not when the seas are controlled by one [nation], but rather when they are made safe and free for all.”?

He went on: “I’m after that proverbial 1,000-ship Navy—a fleet-in-being, if you will, comprised of all freedom- loving nations, standing watch over the seas, standing watch over each other.”? Subtract the platitudes, and it’s clear that Admiral Mullen is squaring a number of circles to contend with the difficult reality he’s up against.

A grand maritime coalition that policed the seas and provided disaster relief would allow for such possibilities as joint American-Chinese antipiracy patrols in MALSINDO (the Malaysia-Singapore-Indonesia archipelagic region, as an American Navy acronym labels it). In fact, national navies tend to cooperate better than national armies, partly because sailors are united by a kind of fellowship-of-the-sea born of their shared experience facing violent natural forces. Such coalitions would likely get along better than the land-based ones we have seen in Iraq, Afghanistan, and Kosovo. Requirements for membership would be minimal: Any navy could join, provided it were willing to share information. Leading a cooperative international enterprise like this to interdict terrorists, pirates, and smugglers in coastal waters and to deter rogue states would help the United States improve its deteriorating reputation in the wake of Iraq.

But while the 1,000-ship navy would help cut down on smuggling and piracy, and possibly terrorism, it doesn’t really deal with the basic strategic function of the U.S. Navy: the need to offer a serious, inviolable instrument for inflicting great punishment—a stare-down capability. Nor does it address the need to quickly transport troops and equipment to distant conflicts.

“The Navy is not primarily about low-level raiding, piracy patrols, and riverine warfare,”? Jim Thomas, a former deputy assistant secretary of defense, told me. “If we delude ourselves into thinking that it is, we’re finished as a great power.”? Piracy, for example, has been a scourge for hundreds of years in some of the very same places we say it cannot be tolerated, like off the Horn of Africa or in archipelagic Southeast Asia. As the late Vice Admiral and Navy futurist Arthur Cebrowski once told me, with a dismissive wave of his arm, “Piracy is just part of the noise.”? No matter how the Pentagon spins it, the reality is that development of a 1,000-ship international navy is not a way of maintaining our current strength; rather, it’s a way of elegantly managing American decline.

* * *

The danger isn’t China per se. China’s actions are merely a premonition of a future that will favor nations with dynamic start-up defense bureaucracies less careful and doubt-ridden than our own, unburdened by layers of committees and commissions, and willing to buy—or steal—cutting-edge technology.

To grasp what our military is up against, think of our defense bureaucracy as a great metropolitan newspaper, proud of its editorial oversight, accuracy, and formal English usage, yet besieged and occasionally humiliated by bloggers, whose usage is sloppy and whose fact-checking is weak, sometimes nonexistent. The paper soldiers on, winning awards and affecting the national debate, even as each half decade its opinion carries less weight. Now think of an $8 billion Ford-class carrier surprised by dozens of jet-skis ridden by Iranians armed with shoulder-fired missiles—a scenario one expert described to me. Such an attack wouldn’t destroy the carrier, but it might kill sailors and damage some of the radar and planes on deck, worth millions of dollars. Imagine the headlines. Riding through the Strait of Malacca with a carrier strike group not long ago, I saw how easy it is for small fishing boats to draw suddenly alongside.

Another likely future scenario our Navy may have to confront, described to me by Ronald O’Rourke of the Congressional Research Service, is so distributive and networked that it’s reminiscent of the Borg aliens in Star Trek: The Next Generation episodes, who are able, because of their collective mind, to simultaneously experience what only one of them witnesses. Instead of one big sonar device on a warship, there would be hundreds or thousands of hydrophones floating all over the ocean, each the size of a soda can, listening to submarines and sending information simultaneously.

And if the United States develops such technology, there is no guarantee that we could keep it from the open market. “Because of new surveillance measures, you could have whole zones of the ocean where you are unable to operate safely on the surface,”? Donald Henry, special assistant to the director of the Pentagon’s Office of Net Assessment, told me. Technology and the risk of unconventional attacks “could drive navies underwater, unless carrier strike groups are protected by something we don’t have yet.”? The faster technology progresses, the less likely people will play by our rules.

Meanwhile, as costs drive us toward that 150-ship Navy, we may need to delegate some tasks to private naval companies, in the same way that private contractors have been used on land in Iraq and Afghanistan. According to Navy Lieutenant Commander Claude Berube, who teaches at the U.S. Naval Academy, in an emergency we might even issue letters of marque, the way we did during the Revolutionary War, giving privateers the legal authority to act in our defense. Allowing privateers to help with, say, the drug-interdiction effort in the Caribbean would enable uniformed sailors to concentrate on the Pacific and Indian oceans.

More submarines might seem like a quick fix for many of these challenges. They operate under the surface. They are moving, underwater intelligence factories, able to listen to cell-phone conversations on land. They can launch missiles at targets on shore. Some are now being refitted so that they can clandestinely deliver Special Operations teams onto beaches. But the catch is that they are expensive. Each fast-attack, Los Angeles”“class submarine costs easily more than $1 billion in today’s dollars, despite having much less general firepower than a comparably priced Arleigh Burke”“class destroyer.

Today, the United States devotes 4.38 percent of its annual gross domestic product to defense. Before the Iraq War, it was 3.5 percent. Although two dozen or so countries spend more on defense than we do relative to GDP, we still spend more in absolute terms than much of the rest of the world combined. But if we are to maintain our current relative military advantage, we will have to spend at even higher rates. Admiral Morgan, the deputy chief of naval operations for information, plans, and strategy, told me that to maintain our naval primacy, we may need to devote close to 5 percent of GDP (assuming a growing economy) to defense. Yet it’s unclear whether the American public will abide that.

During the Cold War, our 600-ship Navy needed to be in only three places in force—the Atlantic and Pacific flanks of the Soviet Union and the Mediterranean; we sometimes subcontracted out less-important tropical sea-lanes to other free-world navies (in this, Admiral Mullen’s 1,000-ship fleet-in-being does have a recent precedent). Now we need to cover the Earth with less than half that number of ships. Decline can never be admitted as such until a rival makes demonstrable inroads into your power. But naval trends now appear to buttress political and economic ones that suggest that we are indeed headed for a world with multiple competing powers.

Of course, admirals will continue to march to Capitol Hill and declare that no matter the size of the budget, they will succeed in every mission. Managing decline requires “a degree of self-delusion,”? as Aaron Friedberg put it in his 1988 book, The Weary Titan: Britain and the Experience of Relative Decline, 1895”“1905. “British statesmen,”? Friedberg observed, “continued to talk as if nothing of any significance”? had occurred, even as they abandoned worldwide sea supremacy. Abandoning supremacy was, in Friedberg’s view, a “prudent”? and “sensible”? strategy, given the economic and political realities of the time. And it didn’t stop Britain from helping to save the world in succeeding decades.

We could do much worse.


COMMENTS / 9 COMMENTS

[...] America’s Elegant DeclineAmerica’s Elegant Decline by Robert D. Kaplan Hulls in the water could soon displace boots on the ground as the most important military catchphrase of our time. [...]

Gulf Aviation News » Mahan Air added these pithy words on Oct 19 07 at 11:06 pm

Abandoning supremacy was, in Friedberg’s view, a “prudent”? and “sensible”? strategy, given the economic and political realities of the time.

Today’s economic realities. Multilateralism may indeed be the way ahead.

IJ added these pithy words on 04 Oct 07 at 11:46 am

The need for naval construction is real, but could not come at a worse time, given the need for expansion of the Army, and re-equipment of the Air Force—all of course at the same time that the Chinese look set to began a serious naval expansion.

El Jefe Maximo added these pithy words on 04 Oct 07 at 2:53 pm

The ability to deliver unacceptable punishment, anywhere, any time, is no longer the province of salt water navies. With manned military ships in orbit, destruction is less than 90 minutes from anywhere, and if we don’t have that, someone else will… or we can do it with suborbital rockets, launched from within CONUS.

KiloSeven added these pithy words on 04 Oct 07 at 10:44 pm

With the launching of the HW Bush, the United States will have more aircraft carriers than it has offensive naval air units to equipe them. The conventional military capability of the United States is simply changing in nature.

captbbq added these pithy words on 05 Oct 07 at 12:59 am

How does this jive with Thomas Barnett? It seems like he thinks interconnection between the Core will be enough to prevent Great Power Wars.

Also, what do the Coming Anarchy guys think will be the real threat in the future. History suggests it won’t be the things we think are the problems: terrorism, the environment, pandemic…..but will be something off the radar. As stupid as it sounds, I wonder if a revolution in robotics, nanotechnology, and the militarization of space will not be the “unknown unknown” of the future.

I’m just trying to think out-of-the-box and I’m with Kaplan’s more pessimistic/realistic view of history and the future.

Patrick added these pithy words on 05 Oct 07 at 3:22 pm

Some good books on this subject are:

The rise and fall of great powers by Paul Kennedy
The wealth and poverty of nations why some are rich and some are poor
articles
The sinews of war are Asian Financial times

joe shogren added these pithy words on 30 Oct 07 at 5:03 am

Contra: Farley: The False Decline of the US Navy

Andrew added these pithy words on 13 Nov 07 at 10:34 pm

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