In Disney’s movie, Pocahontas , the
nubile Indian teen romances John Smith and stops a war between the British settlers and the American natives. Experience and history suggests that first contact between civilizations, both ancient and modern, was not nearly so friendly (with the exception of some isolated island encounters). Yet how are we to imagine the first contact between ancient Babylonians and Hittites? Or Romans and Gauls? Did they shout “hello!” or draw swords?
Jared Diamond has some experience with such first contact situations and suggests they may often have been hostile and dangerous. From his book Collapse:
Over the course of my biological fieldwork in New Guinea I have lived through such “first contact situation,” as they are called, and I found them dangerous and utterly terrifying. In such situations, the “natives” initially regard the Europeans as trespassers and correctly percieve that any intruder may bring threats to their health, lives, and land ownership. Neither side knows what the other will do, both sides are tense and frightened, both are uncertain whether to flee or to start shooting, and both are scrutinzing the other side for a gesture that could hint that the others might panic and shoot first. To turn a first-contact situation into a friendly relationship, let alone to survive the situation, requires extreme caution and patience.
What should we think of the choice to greet or fight a new civilization? Diamond focuses on the importance of a friendly relationship because the subject is how the Norse settlers in Greenland and their failure to learn from the Inuit how to hunt and survive. But treating new emissaries from a stronger civilization too kindly could result in subjucation and extinction, as Christopher Columbus writes of his first encounter with natives in the West Indies:
They willingly traded everything they owned… . They were well-built, with good bodies and handsome features…. They do not bear arms, and do not know them, for I showed them a sword, they took it by the edge and cut themselves out of ignorance. They have no iron. Their spears are made of cane… . They would make fine servants…. With fifty men we could subjugate them all and make them do whatever we want.
How a small civilization going about its business deals with a sudden first contact with a previously unknown, technologically superior civilization, is called by anthropologists the Outside Context Problem—an event almost unimaginable until it happens—and can seal the society’s fate. The vast majority of such smaller civilizations were destroyed or assimilated, while a very few survived. The most successful of such situations was probably the Japanese encounter with Perry and his black ships in the mid-19th century, and the decision of feudal to Japan to adopt education, government, medicine, technology, and military tactics from the West.

Comments to this entry
Dan Nexon
September 6, 2006
4:24 am
Was the Japanese encounter with Perry an Outside Context Problem? Didn't the Japanese government had contact with intermittent ships before and some sense of their own technical inferiority? Contrast with Bank's example of an OCP or his actual plot involving one in Excession.
I think PTJ is writing an piece on OCPs for Clyde Wilcox's new book on politics and science fiction.
moorethanthis
September 6, 2006
11:08 am
Dr. Alfred Russel Wallace
September 6, 2006
12:29 pm
http://www.ansci.cornell.edu/plants/toxicagents/thiaminase/thiaminase.html#thia10.
The natives apparently showed the fern was edible by offering baked cakes. The heroic pair preferred it raw (Healthy eating? Laziness?) and may well have succumbed to beri-beri, vitamin B1 deficiency induced by a potent enzyme in the raw fern that is inactivated by cooking. All cultures have valuable knowledge"¦ but it is a challenge to separate the dross from the gold.
sun bin
September 6, 2006
3:29 pm
Diamond went to PNG, where tribes are familiar with cannibalism neighbors, and perhaps also heard but the horrible stories of white colonists.
In other parts of the world, first contacts are in general very benign.
1) native american assisting Mayflower
2) Zheng He's trip in Indian ocean had more friendly encounters than fights
others such as Colombus' landing in the Carribean.
If you try to documents these encounters in history, you should find first contacts have been quite benign.
things only turned sour when there is competition for resources. (again in PNG, resources are more limited than in the Americas when colonists arrive)
von Kaufman-Turkestansky
September 6, 2006
5:47 pm
At first glance it seems impossible to decipher a language with no common vocabulary. But after a while you begin to pick meanings out of the jumble. I speak several Indo-European languages well, with a bit of experience in some other Indo European languages, but on my recent trip to Hungary I thought at first I would be stumped... but after a short time I could begin to pick out works, and make a few rudimentary connections. In short, it became less intimidating (I know that this is not exciting news to those who speak Japanese for example)
Elizabeth
September 7, 2006
12:17 am
1) The contacter group must necessarily have recently made technological advances or grown in wealth which allowed it to access previously inaccessable areas.
2) In nearly all cases, the contacter is more powerful, technologically, than the contactee. Otherwise, it would have happened the other way round (though occasionally, I suppose that does or could happen).
3) In almost all human societies, we see evidence of malicious as well as benign leadership and behaviour among the individuals, therefore we have no reason to believe that any single person or society's motives would be entirely harmless. In the best case scenario, the contacter would work in its own best short and long term interest. However that is also very unlikely.
Therefore, it seems very likely that if you are the contacted, you would have two options: either exterminate the contacter entirely, so that they could send nobody back, or hope to make a beneficial peace for your own personal benefit, at the expense of your tribe. I think that Diamond has also noticed this, which is why in TTC he pokes fun at people eager to make "first contact" with extraterrestrials.
However, I would say that this is very much a case isolated to first contacts. You would not want to adopt this approach in the case of sudden increased contact, because there is the additional likelihood of mutually beneficial cooperation among more equal societies, especially if both can see that the other society also sees the benefit.
lirelou
September 8, 2006
12:47 am
Tracy W
September 25, 2006
2:18 am
I have read an account by an old Maori man of Captain Cook's arrival as he saw it as a young boy. While there were a lot of intervening decades between his experience and it being recorded, the tribe doesn't seem to have regarded it as an out-of-context event (though they did think the sailors were goblins because they rowed with their backs to the direction they were going in, and thus presumably had eyes in the backs of their heads).
The Maori did relatively well in contact with Europeans - this appears to be because the chieftain Te Raparaha and a mate of his went to England early on to visit George III. Te Raparaha asked for muskets, George III refused but gave them gifts which Te Raparaha exchanged for muskets in Sydney on the way back. Back in NZ, he started a war of revenge and invasion that threatened other Maori tribes (iwi) so badly that they shortly either managed to trade with Europeans for more muskets or wound up dead and/or enslaved. The Maori adapted their tactics to muskets and figured out how to build musket-proof forts.
So when the Europeans started arriving as settlers they were surrounded by tribes of armed and experienced warriors. This made things a bit politer and there was a lot of inter-marriage. The British army only won the Land Wars a couple of decades later because they had better logistic support and some Maori iwi sided with the British.
Of course the Maori were devastated by European diseases, which weakened them militarily as well.
Judging by this experience, if we can draw any conclusions from one event, if someone makes first contact with Earth, our priority should be to get our hands on their weapons as soon as possible.